Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 15, 2026
Quantum Corporation
(Exact name of registrant as specified in its charter)
Delaware
001-13449
94-2665054
(State or other jurisdiction of incorporation or organization)
(Commission File No.)
(I.R.S. Employer Identification No.)
10770 E. Briarwood Avenue
Centennial,
CO
80112
(Address of Principal Executive Offices)
(Zip Code)
(408)
944-4000
Registrant's telephone number, including area code
N/A
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, $0.01 par value per share
QMCO
Nasdaq Global Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
The following is a brief description of each matter submitted to a vote at the 2026 annual meeting of shareholders of the Company held on September 15, 2026 (the “Annual Meeting”), as well as the number of votes with respect to each matter. For more information about these proposals, please refer to the Company’s definitive proxy statement on Schedule 14A filed with the SEC on July 29, 2026.
Proposal 1.The following directors were elected to serve until the 2027 annual meeting of shareholders or until their successors are duly qualified and elected:
For
Against
Abstain
Broker Non-Votes
Hugues Meyrath
21,910,135
129,429
5,047
4,127,029
Tony J. Blevins
21,999,852
39,633
5,126
4,127,029
James C. Clancy
22,003,756
35,755
5,100
4,127,029
John A. Fichthorn
21,992,444
47,059
5,108
4,127,029
Donald J. Jaworski
21,911,930
127,115
5,566
4,127,029
John R. Tracy
21,403,568
635,860
5,183
4,127,029
Yue Zhou (Emily) White
21,914,386
125,172
5,053
4,127,029
Proposal 2. The amendment and restatement of the Quantum Corporation 2023 Long-Term Incentive Plan to increase the number of shares of the Company’s common stock reserved for issuance thereunder by 3,400,000 shares has been approved.
For
Against
Abstain
Broker Non-Votes
21,866,419
167,018
11,174
4,127,029
Proposal 3. The compensation of the Company’s named executive officers has been approved, on a non-binding advisory basis.
For
Against
Abstain
Broker Non-Votes
21,981,263
49,283
14,065
4,127,029
Proposal 4.The appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027 has been ratified.
For
Against
Abstain
26,115,827
34,689
21,124
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
