6-K 1 edgar3q26kubsgroupc.htm edgarq266kubsgroupagc
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATEISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: October 28, 2026
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20-F or Form 40-F.
Form 20-F
☒
Form 40-F
☐
UBS Group AG produces regular annual and quarterly reports, which are submitted to the SEC
underForms20-Fand6-K,respectively.UBSGroupAG’sconsolidatedfinancialstatementsare
preparedinaccordancewithIFRSAccountingStandards.SECregulationsrequirecertainadditional
disclosures to beincluded in registrationstatements relating toofferings of securities.Certain of these
additional disclosures follow herein, and shouldbe read in conjunction with the annualreport on Form
20-F for theyear ended 31December 2025 ofUBS Group AG,filed with theSEC on March9, 2026,
as well as UBSGroup AG’sfirst quarter 2026report, submitted tothe SEC on Form6-K on April 29,
2026, UBSGroup AG’ssecondquarter 2026report, submittedto theSEC onForm 6-Kon July29,
2026 and UBSGroup AG’s third quarter2026 report, submittedto the SECon Form 6-Kon October 28,
2026.
Capitalization of UBS Group AG
ThetablebelowpresentstheconsolidatedcapitalizationofUBSGroupAGinaccordancewithIFRSAccounting
Standards in US dollars, the presentation currency of UBS Group AG.
As of
USD m
30.9.26
30.6.26
Debt issued
1,2
324,981
343,551
Equity attributable to shareholders
88,613
89,165
Equity attributable to non-controlling interests
277
265
Total capitalization
413,871
432,981
1 Debt issued consists of Debt issued measured at amortized cost and Debt issued designated at fair value.2 As of 30 September 2026, 87% of Debt issued was unsecured.
ThisForm6-Kisherebyincorporatedbyreferenceinto(1)theregistrationstatementonFormF-3
(RegistrationNumber333-293403),(2)theregistrationstatementsofUBSGroup
AGonFormS-8
(Registration Numbers 333-200634; 333-200635; 333-200641; 333-200665; 333-215254; 333-215255;
333-228653; 333-230312;333-249143 and333-272975), and(3) intoeach prospectusoutstanding under
any of the foregoing registration statements.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly _____________
Name:David Kelly
Title:Managing Director
By: _/s/ Ella Copetti-Campi ______________
Name:Ella Copetti-Campi
Title:Executive Director
Date:October 28, 2026