Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 28, 2026
BROADWIND, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
001-34278
88-0409160
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
3240 South Central Avenue, Cicero, Illinois60804
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (708) 780-4800
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value
BWEN
The NASDAQ Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 28, 2026, Broadwind, Inc. (the “Company”) held its Annual Meeting of Stockholders. Matters voted on by the stockholders included: (i) election of five directors to hold office for a term of one year or until their successors are duly elected and qualified; (ii) a non-binding advisory vote to approve the compensation of the Company’s named executive officers; and (iii) ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for 2026. The results of the stockholders’ votes are reported below:
1. With respect to the election of directors:
NAME OF CANDIDATE
FOR
AGAINST
Eric B. Blashford
7,956,910
329,874
Philip J. Christman
8,115,933
170,350
Jeanette A. Press
8,187,967
99,208
Sachin M. Shivaram
8,153,777
170,095
Cary B. Wood
7,996,495
327,978
2. With respect to the non-binding advisory vote to approve the compensation of the Company’s named executive officers (“Say-on-Pay” vote):
FOR
AGAINST
ABSTAIN
BROKER NON-VOTES
8,025,229
277,659
37,059
7,445,872
3. With respect to the ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for 2026:
FOR
AGAINST
ABSTAIN
15,562,961
87,638
135,220
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
