<SEC-DOCUMENT>0001213900-26-095034-index.html : 20260828 <SEC-HEADER>0001213900-26-095034.hdr.sgml : 20260828 <ACCEPTANCE-DATETIME>20260828160602 ACCESSION NUMBER: 0001213900-26-095034 CONFORMED SUBMISSION TYPE: S-1 PUBLIC DOCUMENT COUNT: 103 FILED AS OF DATE: 20260828 DATE AS OF CHANGE: 20260828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTIN BIO, INC. CENTRAL INDEX KEY: 0001938571 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences EIN: 881566415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1 SEC ACT: 1933 Act SEC FILE NUMBER: 333-298622 FILM NUMBER: 261339981 BUSINESS ADDRESS: STREET 1: 3540 TORINGDON WAY STREET 2: SUITE 200, #250 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: (888) 609-1498 MAIL ADDRESS: STREET 1: 3540 TORINGDON WAY STREET 2: SUITE 200, #250 CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: Unite Acquisition 1 Corp. DATE OF NAME CHANGE: 20220719 </SEC-HEADER> <DOCUMENT> <TYPE>S-1 <SEQUENCE>1 <FILENAME>ea0303043-s1_adaptin.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: ea0303043-s1_adaptin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>ea030304301ex3-1.htm <DESCRIPTION>CERTIFICATE OF MERGER RELATING TO THE MERGER OF ADAPTIN ACQUISITION CO. WITH AND INTO ADAPTIN BIO, INC., FILED WITH THE SECRETARY OF STATE OF THE STATE OF DELAWARE ON FEBRUARY 11, 2025 <TEXT> Document 2 - file: ea030304301ex3-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>3 <FILENAME>ea030304301ex3-2.htm <DESCRIPTION>AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF UNITE ACQUISITION 1 CORP., AS FILED WITH THE SECRETARY OF STATE OF THE STATE OF DELAWARE ON FEBRUARY 11, 2025 <TEXT> Document 3 - file: ea030304301ex3-2.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>11 <FILENAME>ea030304301ex5-1.htm <DESCRIPTION>OPINION OF WYRICK ROBBINS YATES & PONTON LLP <TEXT> Document 11 - file: ea030304301ex5-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>12 <FILENAME>ea030304301ex10-1.htm <DESCRIPTION>PATENT LICENSE AGREEMENT BY AND BETWEEN CENTAUR BIO AND DUKE UNIVERSITY, EFFECTIVE AS OF JANUARY 11, 2023 <TEXT> Document 12 - file: ea030304301ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>13 <FILENAME>ea030304301ex10-2.htm <DESCRIPTION>FIRST AMENDMENT TO LICENSE AGREEMENT BY AND BETWEEN CENTAUR BIO AND DUKE UNIVERSITY, EFFECTIVE AS OF AUGUST 9, 2024 <TEXT> Document 13 - file: ea030304301ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>14 <FILENAME>ea030304301ex10-3.htm <DESCRIPTION>SPONSORED RESEARCH AGREEMENT BY AND BETWEEN CENTAUR BIO AND DUKE UNIVERSITY, EFFECTIVE AS OF AUGUST 8, 2024 <TEXT> Document 14 - file: ea030304301ex10-3.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>16 <FILENAME>ea030304301ex10-5.htm <DESCRIPTION>FORM OF LOCK-UP AGREEMENT <TEXT> Document 16 - file: ea030304301ex10-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>17 <FILENAME>ea030304301ex10-6.htm <DESCRIPTION>FORM OF INDEMNITY AGREEMENT <TEXT> Document 17 - file: ea030304301ex10-6.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>19 <FILENAME>ea030304301ex10-8.htm <DESCRIPTION>FORM OF REGISTRATION RIGHTS AGREEMENT, BY AND BETWEEN THE COMPANY AND THE PARTIES THERETO <TEXT> Document 19 - file: ea030304301ex10-8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>20 <FILENAME>ea030304301ex10-9.htm <DESCRIPTION>2025 EQUITY INCENTIVE PLAN AND FORM OF AWARD AGREEMENTS <TEXT> Document 20 - file: ea030304301ex10-9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>21 <FILENAME>ea030304301ex10-10.htm <DESCRIPTION>EXECUTIVE EMPLOYMENT AGREEMENT BY AND BETWEEN THE COMPANY AND SIMON C. PEDDER, DATED FEBRUARY 11, 2025 <TEXT> Document 21 - file: ea030304301ex10-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>22 <FILENAME>ea030304301ex10-11.htm <DESCRIPTION>EXECUTIVE EMPLOYMENT AGREEMENT BY AND BETWEEN THE COMPANY AND MICHAEL J. ROBERTS, DATED FEBRUARY 11, 2025 <TEXT> Document 22 - file: ea030304301ex10-11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>23 <FILENAME>ea030304301ex10-12.htm <DESCRIPTION>EXECUTIVE EMPLOYMENT AGREEMENT BY AND BETWEEN THE COMPANY AND TIMOTHY L. MANESS, DATED FEBRUARY 11, 2025 <TEXT> Document 23 - file: ea030304301ex10-12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12(1) <SEQUENCE>24 <FILENAME>ea030304301ex10-12i.htm <DESCRIPTION>FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT, BY AND BETWEEN ADAPTIN BIO, INC. AND TIMOTHY L. MANESS, DATED OCTOBER 3, 2025 <TEXT> Document 24 - file: ea030304301ex10-12i.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>29 <FILENAME>ea030304301ex21-1.htm <DESCRIPTION>SUBSIDIARIES OF ADAPTIN BIO, INC <TEXT> Document 29 - file: ea030304301ex21-1.htm
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