Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 30, 2026
First US Bancshares, Inc.
(Exact Name of Registrant as Specified in Charter)
Delaware
0-14549
63-0843362
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
3291 U.S. Highway 280
Birmingham,Alabama35243
(Address of Principal Executive Offices, including Zip Code)
Registrant’s telephone number, including area code: (205)582-1200
N/A
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
FUSB
The Nasdaq Stock Market LLC
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§230.405 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07
Submission of Matters to a Vote of Security Holders.
First US Bancshares, Inc. (the “Company”) held its 2026 Annual Meeting of Shareholders (the “Annual Meeting”) on April 30, 2026. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:
Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:
Name
Votes For
Withhold Authority
Broker Non-Votes
Robert Stephen Briggs
2,592,571
408,897
993,015
Robert C. Field
2,588,306
413,162
993,015
S. Nathan Gordon
2,589,876
411,592
993,015
David P. Hale
2,592,571
408,897
993,015
James F. House
2,592,212
409,256
993,015
Marlene M. McCain
2,588,245
413,223
993,015
J. Lee McPhearson
2,585,364
416,104
993,015
Jack W. Meigs
2,592,201
409,267
993,015
Aubrey S. Miller
2,592,546
408,922
993,015
Staci M. Pierce
2,588,247
413,221
993,015
Tracy E. Thompson
2,592,407
409,061
993,015
Bruce N. Wilson
2,588,036
413,432
993,015
Proposal 2 – Ratification of the Appointment of Carr, Riggs & Ingram, LLC as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2026. The shareholders ratified the appointment of Carr, Riggs & Ingram, LLC as the Company’s independent registered public accountants for the year ending December 31, 2026. The result of the vote taken at the Annual Meeting was as follows:
Votes For
Votes Against
3,990,135
4,348
Proposal 3 – Advisory Approval of Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2026 Proxy Statement pursuant to the compensation disclosure rules of the Commission. The result of the vote taken at the Annual Meeting was as follows:
Votes For
Votes Against
Abstain
Broker Non-Votes
2,938,340
57,487
5,641
993,015
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit Number
Exhibit
104.1
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.